Monica Gogna - Investment Marketing and Innovation Conference 2019

Monica Gogna

Monica Gogna specialises in advising on financial services regulation, with a particular focus on asset management. She has significant experience advising clients on UK and European regulatory issues affecting the provision of cross-border investment services and also regularly advises on the key regulatory issues regarding the structuring of a broad range of investment products. Most recently Monica served as a member of the Investment Association's working group responsible for the MiFID II inducement regime and was a driving force in producing an industry-wide solution addressing cross-border regulatory issues affecting the use of research on an intra-group basis.

Monica's clients include global asset managers, banks, FinTech companies, foreign governments, industry associations, investment managers, private banks and regulators on a variety of regulatory matters in the financial services sector. These include developing compliance, governance and risk management policies as well the implementation of EU Directives, such as MiFID II, UCITS, AIFMD, PRIIPs, EMIR & CRD IV. She also counsels clients on issues relating to the acquisition, restructuring and disposal of regulated businesses in the UK and Europe.